A-dae Romero | Food Safety News https://www.foodsafetynews.com/author/aromero/ Breaking news for everyone's consumption Tue, 31 Jul 2018 01:26:30 +0000 en-US hourly 1 https://wordpress.org/?v=6.3.1&lxb_maple_bar_source=lxb_maple_bar_source https://www.foodsafetynews.com/files/2018/05/cropped-siteicon-32x32.png A-dae Romero | Food Safety News https://www.foodsafetynews.com/author/aromero/ 32 32 Tribal Consultation: Time For FDA To Recognize Sovereignty Principles https://www.foodsafetynews.com/2013/11/tribal-consultation-a-tribal-sovereignty-principle-non-existent-for-fda/ https://www.foodsafetynews.com/2013/11/tribal-consultation-a-tribal-sovereignty-principle-non-existent-for-fda/#respond Thu, 21 Nov 2013 06:04:05 +0000 https://www.foodsafetynews.com/?p=80210 The U.S. Food and Drug Administration (FDA) has seemingly created an untimely protocol of not complying with Executive Order 13175 and the meaningful principles of tribal consultation and sovereignty. In 2013, FDA has proposed three regulations that have substantial direct effects on tribal food businesses and economies without evidence of meaningful tribal consultation. This is... Continue Reading

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The U.S. Food and Drug Administration (FDA) has seemingly created an untimely protocol of not complying with Executive Order 13175 and the meaningful principles of tribal consultation and sovereignty. In 2013, FDA has proposed three regulations that have substantial direct effects on tribal food businesses and economies without evidence of meaningful tribal consultation. This is despite the expressed directive by President Obama to all federal agencies to do so and the U.S. Department of Health and Human Services (HHS) tribal consultation policy enacted in 2011. The proposed rules of concern include:

  1. the proposed produce safety and preventative control rules (21 CFR Parts 16 and 112)
  2. the approval of genetically engineered salmon for market purposes (Docket Number FDA-2011-N-0899) and
  3. elimination of artificial trans fats in foods (Document Number: 2013-26854).

FDA’s blatant and continuing disregard for presidential administrative directives is a cause for tribal concern and immediate action. President Bill Clinton signed Executive Order 13175 in 2000 promulgating consultation and coordination requirements with tribal governments because of the foundational governing principles supported by federal case law and policy. President Obama affirmed Executive Order 13175 in November 2009 in order to further the objectives of federal agencies working cooperatively and inclusively with our nation’s first sovereigns. The expressed purpose of Executive Order 1317 requires tribal consultation and coordination on policies that have substantial direct effects on tribes. Policies as defined in Executive Order 13175 “refers to regulations, legislative comments or proposed legislation, and other policy statements or actions that have substantial direct effects on one or more Indian tribes, on the relationship between the Federal Government and Indian tribes, or on the distribution of power and responsibilities between the Federal Government and Indian tribes.” HHS adopted its own detailed tribal consultation policy that applies to all divisions, including FDA. FDA states on its website that it is responsible for “the protection of public health by assuring the safety, effectiveness, quality, and security of human and veterinary drugs, vaccines and other biological products, medical devices, most of our nation’s food supply.” FDA either does not consider the promulgation of food regulations or regulation affecting tribal food sources, processes or economic ventures as having direct substantial impacts on tribes. FDA Rule (21 CFR Part 16 and 112)-Standards for the Growing, Harvesting, Packing, and Holding of Produce for Human Consumption is perhaps one of the most apparent rules that will have substantial direct impact on tribes. The rules squarely challenge years of litigation between federal agencies and tribes over the proposed regulation of water quality within tribal lands, civil regulatory authority of tribes over their own affairs, and inclusion of tribal nations as sovereign governments. The proposed rules will put many tribal food and agricultural businesses out of business not because tribes cannot comply with the heightened standard of food safety, but because the costs of compliance for rural farmers is severely underestimated. For example, in tribal communities where the cost of living is even higher than most rural communities, the cost of complying, becoming exempt, or attempting to get guidance on the rules would be expensive. Tribes are completely ignored or not considered in the proposed produce safety rules variance provisions, the one place where it would be fairly simple to insert the word tribe next to state as an affirmation to tribal nations of the government-to-government relationship that Executive Order 13175 stresses. Moreover, complying with the proposed produce safety rules would place tribes in the precarious position of ignoring the long-standing battle between federal agency regulation and tribal civil regulatory authority. Yet, FDA’s one tribal consultation webinar, held on Nov. 5, 2013, which occurred 10 days before final comments were due on the rule, was simply inadequate tribal consultation. The webinar included a PowerPoint presentation. Unfortunately, FDA did not adequately provide information and subverted tribal concerns to the prospective arena of “implementation issues” rather than rule development. More adequate tribal consultations provide tribal government participation and administrative comment (just as with other sister federal agencies or programs) prior to the proposed rule being noticed for public comment. FDA Rule citation-Environmental Assessment and Preliminary Finding of No Significant Impact Concerning a Genetically Engineered (GE) Atlantic Salmon.  There were no tribal consultations on the FDA action that approved GE salmon despite the significant direct and indirect impacts from the rule on tribes. FDA, as a federal agency with the legal requirement to protect tribal trust resources, must recognize the essential spiritual, legal, economic, emotional, social, and political attachments that tribal nations have to salmon because it is declared in the federal law in the court case US v. Washington, 384 F. Supp 312 (1974). In US v. Washington, the US Supreme Court stated, “The right to fish for all species available in the waters from which, for so many ages, their ancestors derived most of their subsistence is the single most highly cherished interest and concern of the present members of plaintiff tribes, with rare exceptions even among tribal members who personally do not fish or derive therefrom any substantial amount of their subsistence.” Since the 1974 decision, several tribes have developed robust subsistence and commercial fishing operations that have greatly improved respective tribal economies and regions. Additionally, the current tribal management of the fisheries is evidence of the sophistication and the necessity to include tribal knowledge in protecting and supporting reserved tribal water and fishing rights, which includes the protection of wild fish populations. The preliminary FDA environmental risk assessment (EA) indicated that the approval of AquaAdvantage Atlantic Salmon “will not have any significant impacts on the quality of the human environment of the United States (including populations of endangered Atlantic salmon) when produced and grown under the conditions of use for the proposed action” (p 16). The EA further explained that the AquaAdvantage fish would be raised in Panama but shipped and processed at Prince Edward Island, Canada. In another FDA document entitled, “Preliminary Finding of No Significant Impact,” FDA explains that because the analysis in the draft EA preliminarily indicates that the proposed action will not significantly affect the physical environment of the U.S., FDA, in turn, would not consider the social and economic effects of their rule. There were 13 tribes that submitted comments and official tribal resolutions to FDA regarding the approval of GE salmon. Every single tribe indicated that tribal consultation was not conducted, and each requested consultation. For example, the Yurok Tribe, the largest tribe in California, expressly indicated that “adequate analysis and consultation has not occurred.” It is important to note that federal actions such as this do not further respective FDA/Tribal government-to-government principles. FDA Rule (Document Number: 2013-26854)-Transfat Ban in US Food Supply. FDA recently made a preliminary determination that partially hydrogenated oils (PHOs), the primary source of artificial trans fats in processed foods, are not safe for use in food. FDA is currently in a 60-day public comment period. A final decision would mean that the use of PHOs in food would be phased out over a number of years. Two food sources with some amount of trans fat are microwave popcorn and ground beef, which has naturally occurring trans fat amounts, among other foods. The Lower Brule Sioux Tribe, the owner and operator of Lakota Foods, produces seven million pounds of popcorn each year. The Lakota Foods model has been praised by, among others, South Dakota State University and former Deputy Secretary of Agriculture Kathlen Merrigan, as a successful tribal economic venture. Lakota Foods not only provides jobs in some of the poorest regions and counties in the United States, but has created a thriving tribal economy for the Lower Brule Sioux. Oklahoma and South Dakota are on the list of the top 10 beef-producing states. They are also two of the states with the highest American Indian populations. Within these states, there are numerous beef producers that are either tribally or individually owned. In either case, the tribal cattle production within any given reservation contributes to the respective tribal economies. Increased regulatory costs of input will decrease profits and the amount of money in any economy. Even small amounts of circulating money derived by and for tribal businesses in a tribal economy is integral for the region. The federal and tribal governmental relationship is a founding principle of the U.S. The issue is not whether these FDA policies and rules are right or wrong, but there exist policies, procedures, and law that embody the institutional basis of the long-hardened relationship between the federal government and tribal nations. Ignoring these policies, procedures, and law not only harms tribal nations, but harms America’s government, the foundational institution of the U.S. The spirit and implementation of Executive Order 13175 is vital to our ever-growing nation. This important federal policy has been in existence for more than 13 years, while the principles of a tribal/federal government-to-government relationship have been in existence for much longer than that. President Obama reaffirmed Executive Order 13175. Every federal administrative agency has its own affirmation of Executive Order 13175 through their own tribal consultation policies, including the U.S. Health and Human Services Department, the parent agency of FDA. Most recently, U.S. Attorney General Eric Holder addressed tribes at the 2013 White House Tribal Summit. He said, “Together, through many generations, you and your predecessors have faced down tremendous adversity – standing up to those who once sought to terminate the federal government’s relationships with tribes. You’ve galvanized support for the rights of American Indians to maintain tribal governments – and to have a seat at the table before major reforms are enacted.” Holder did not add, “except in the case of FDA reforms.” FDA’s disregard for tribal consultation not only disregards the established executive orders and spirit of cooperative federal/tribal relationship but federal case law, the HHS tribal consultation policy and constructive inclusion of tribes in federal rule-making is the positive future of our country. It is advisable for FDA to strengthen and uphold tribal consultation and decision-making in their current and subsequent regulatory actions.

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FDA's Proposed Produce Rules Disregard Tribal Sovereignty and Federal Case Law https://www.foodsafetynews.com/2013/09/not-ready-fsma-and-fdas-proposed-safety-rules-disregard-sovereignty-and-federal-case-law/ https://www.foodsafetynews.com/2013/09/not-ready-fsma-and-fdas-proposed-safety-rules-disregard-sovereignty-and-federal-case-law/#comments Fri, 27 Sep 2013 05:03:08 +0000 https://www.foodsafetynews.com/?p=76826 On Sept. 16, Food Safety News published an article by Kelly Damewood entitled, “FDA Finally Addresses Tribes on FSMA,” which stated that the U.S. Food and Drug Administration (FDA) has not engaged in formal consultation with tribes regarding their proposed produce safety rules as part of the Food Safety Modernization Act (FSMA). Formal tribal consultation, she... Continue Reading

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On Sept. 16, Food Safety News published an article by Kelly Damewood entitled, “FDA Finally Addresses Tribes on FSMA,” which stated that the U.S. Food and Drug Administration (FDA) has not engaged in formal consultation with tribes regarding their proposed produce safety rules as part of the Food Safety Modernization Act (FSMA). Formal tribal consultation, she explained, is triggered through Executive Order 13175, when an agency’s rules have substantial direct effects on tribes or effects on the relationship between tribes and the government. Federal case law states that federal regulations apply to tribes unless one of three exceptions exists: 1) tribal self-government function, 2) if  federal regulations applied would abrogate treaty rights, or 3) Congress did not intend for the law to apply to tribes. The exceptions aside, FDA’s proposed safety rules will not only have substantial effects on tribes and their relationship with the federal government, but also disregard existing federal Indian Law. There are many problematic points within FDA’s proposed rules, but the three most troubling provisions for tribes are the issues of enforcement, regulation of agricultural water, and variances. Generally, federal case law states that a trusting relationship exists between tribes and federal government. This relationship is not new. It has been well established for decades. This relationship, typically, does not include the state unless there is some contractual relationship between the tribe and the state that specifies state limitations within the realm of tribal jurisdiction. Local governments have none or very little direct or indirect authority within the federal/tribal relationship. FDA has traditionally not been an enforcement agency; instead, it relies on state partners to carry out its enforcement roles.  The same holds true for its sister food-safety agency, the U.S. Department of Agriculture (USDA). As FDA itself reported in its cost justification for user fees associated with FSMA, FDA has fewer than 3,000 full-time employees to do field work such as inspections. With such a small field employee base and a huge unappropriated directive to overhaul food-safety regulations, FDA will presumably contract out to state and local county health departments to ensure compliance with, and enforcement of, the proposed produce safety rules. This contractual agreement would be between FDA and local and state governments – with no input from tribes. Tribes have extensive experience serving as contractual partners with federal agencies to carry out federal policies on tribal lands. Tribes’ ability to work closely with FDA in the enforcement of these rules on tribal lands would merely be a logical extension of their other health, safety, and welfare responsibilities already in place through federal contracts to enforce or implement policy on tribal lands by and through other federal agencies. However, FDA is not contemplating such relationships within these rules, and, as there has been no opportunity for consultation, this process is not now currently under way. Tribal regulation of surface water has been adjudicated quite extensively for the past 20 years through the Clean Water Act Section 518(e) and the Safe Drinking Water Act. (See City of Albuquerque v. Browner, 865 9th Cir. 733 (1993) and Montana v. U.S. EPA (137 F.3d 1135, 1138 (9th Cir. 1998)). The Ninth and Tenth U.S. Circuit Courts of Appeal have affirmed a tribe’s treatment as a state in order to implement its own water standards enforceable against Indians and non-Indians alike, even if the tribal standards are higher than that of the state and local government. The U.S. Environmental Protection Agency (EPA), as an agency of the federal government, must ensure that those regulation standards are met. However, FDA proposes to enforce a national EPA standard on recreational water on all agricultural waters, whether they are surface or ground water, if used in the production, manufacturing, and processing of produce. First, the microbial standards meant to detect pathogens that can make people sick are based on a developing science (microbial source detection) and are not well-established in the science as yet. Second, tribal regulation of water has already been adjudicated and confirmed, but FDA is silent as to tribal regulation of water quality and establishment of water-quality standards. FDA has failed to address this important issue in the proposed produce rules, and it is required to do so pursuant to the federal policy regarding tribal consultation when federal action has a direct effect on the tribal/federal relationship. Finally, FDA explains that it has promulgated these proposed rules through authority from FSMA, the added provisions in the Food, Drug, and Cosmetic Act (Section 419), and the Commerce Clause (Article 1, Section 8, cl. 3 of the U.S. Constitution). The Commerce Clause reads, “The Congress shall have Power: To regulate Commerce with foreign Nations, and among the several States, and with the Indian tribes.” The regulations will affect commerce with Indian tribes. In addition, the FD&C and FSMA only allow for variances (exemption or modification of the proposed rules for an entire area) from the proposed produce rules for states and foreign governments. The implicit or explicit exclusion of tribes from one of the most important provisions in the proposed produce rules is the most telling glimpse into FDA’s relationship with tribes in the implementation of these rules. Tribes have just been flatly excluded. While FDA’s two-hour tribal consultation webinar is scheduled for Oct. 7, 2013, at 2:30-4:30 p.m. EST and comments on the proposed produce safety rules close in slightly more than one month, tribes, along with the federal government as their trustee, need to be sounding the alarm for the very real implications that these rules may have on tribal communities and existing and planned tribal food and agriculture businesses, as well as tribal governments as sovereign entities. Some critics may argue that there may not be very many tribal businesses subject to the proposed rules, but any tribe knows that the unintended consequences of federal regulation can lead to major concerns in the future. Federal regulatory history has demonstrated to tribal communities that any small chip at existing sovereignty tribes claim is one too many. And these regulations will have a real and chilling effect on tribes creating new or expanding existing food and agriculture businesses.

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